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Continuing Professional Education (CPE) Information

The Federal Reserve Bank of Richmond is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.

Upcoming Training Event:

Participants in the upcoming training, Beneficial Ownership: What You Need to Know, you can earn up to 2.0 CPE credits in Specialized Knowledge and Applications Fields of study.

Target Audience
Who should attend? Members of the Anti-Money Laundering Professional Community, including but not limited to BSA/AML Officers and personnel, compliance officers, auditors, insurance company executives, regulators, and law enforcement officials.

Learning Objectives
At the end of this webinar, participants will be able to:

  • Articulate the tenets of FinCEN's notice of proposed rulemaking on obtaining and retaining beneficial ownership information;
  • Position their organizations to comply with prospective beneficial ownership rules by offering ideas for any needed changes to processes, procedures or systems; and
  • List instances where obtaining and retaining beneficial ownership information may be helpful to monitor BSA/AML risk.

Instructional delivery methods
Group Live (webinar)
CPE credit
Participants can earn up to two CPE credits in the area of Specialized Knowledge and Applications Fields of Study.

In order to receive CPE credits, the CPE Attestation of Attendance Form must be completed. The form will be distributed prior to the event. 

Please email CPE Attestation of Attendance Form to rich.src.cpe.group@glc.frb.org within 24 hours of the date of this event and enter in the Subject: CPE Attestation of Attendance Form.  If you have questions about this process, please email Mary Hagood or call her at 804.697.2733.

Prerequisites
None

Program Level
Intermediate

Advance Preparation
No advance preparation required

Program description:


Join Megan Davis Hodge, Regional Head of Anti-Money Laundering for Royal Bank of Canada and Rick Small, Senior Advisor Anti-Money Laundering and Financial Crimes with Ernst & Young LLP and newly added speaker Heather Allen, Vice President of Enterprise Risk Management and Compliance at Xenith Bankshares, as they decipher and discuss FinCEN's notice of proposed rulemaking (NPR) on beneficial ownership. Although not yet a final rule, the NPR has garnered significant attention from many stakeholders. During this webinar, Rick, Megan and Heather will offer their perspectives on how this rule will affect you and your institution and what you can do now to position your organization for success.


Course registration requirements
Participation will be by invitation only and registration must be through this CVent link

Refund/Cancellation policies
There is no fee for this webinar. In the unlikely event that the webinar is cancelled or rescheduled, registered participants will be notified via email.

Complaint resolution policy

For complaints, please contact Mary Hagood at 804.697.2733 or mary.hagood@rich.frb.org.

Official NASBA Sponsor statement explaining final authority of acceptance of CPS credits

The Federal Reserve Bank of Richmond is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit.  Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.